Capital Markets & Securities
Alpha & Capital Partners provides specialized legal services in the capital markets and securities sector, in accordance with the Capital Market Law, its implementing regulations, and the statutory instructions issued in the Kingdom of Saudi Arabia. Our team works to deliver integrated legal solutions for listed companies, companies seeking to list, investors, authorized persons, asset managers, and investment fund managers.
Our Services in the Capital Markets & Securities Sector
- Providing legal advisory concerning the Capital Market Law, its implementing regulations, and relevant statutory instructions.
- Representing clients before the Committee for the Resolution of Securities Disputes (CRSD), the Appeal Committee for the Resolution of Securities Disputes (ACRSD), and competent judicial and regulatory bodies.
- Providing legal advisory to listed companies, candidates for listing, authorized persons, asset managers, investment fund managers, and investors.
- Drafting, structuring, and reviewing internal regulations, governance policies, disclosure and compliance policies, and other regulatory documents for listed companies.
- Providing legal advisory regarding governance, statutory obligations, and ongoing disclosure requirements for companies subject to capital market laws.
- Drafting and reviewing the terms and conditions of investment funds, real estate funds, private funds, and exchange-traded funds (ETFs) in accordance with Capital Market Authority (CMA) regulations.
- Providing legal advisory concerning public offerings, listings, capital increases or decreases, and securities issuances.
- Providing legal advisory regarding mergers and acquisitions (M&A), corporate restructuring, and investment transactions.
- Submitting requests to access securities data and investment accounts, and completing relevant statutory procedures, including cases related to inheritances and estates.
- Conducting Legal Due Diligence for investment, merger, and acquisition transactions.
- Representing clients in disputes related to securities, investment funds, statutory obligations, and liabilities arising from disclosure or regulatory violations.
